Billie Jean King, Bolt Innovation Group, Chelsea Handler, Danielle Racquel Scott-Arruda, David Blitzer, Haleigh Meridian Washington, Heights Capital Management, Jenny Ming, Jill Smoller, Kelsey Marie Robinson Cook, Kevin Durant, Lindsey Napela Berg, Marisa Sharkey, Peter Tomozawa, Teresa Resch, and Verance Capital, Fast Track Initiative, Green Coin Best, Heights Capital Management, JAFCO, Keio Innovation Initiative, SBI Group, and UTokyo Innovation Platform, Heights Capital Management, and Ophir Asset Management. FILED PURSUANT, TO 240.13d-1(b), (c)AND (d)AND as defined in Section3(a)(19) of the Act (15 U.S.C. of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into of such transactions, Reddit and its partners use cookies and similar technologies to provide you with a better experience. This will confirm the agreement by and among the undersigned The firm typically invests in healthcare and technology companies. Provide the following information regarding Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. This is a list of 13D and 13G filings made in the last year (if any). INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT, TO 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED, Common Stock, $0.0001 par value per share, (Date of Event Which Requires Filing of this Statement). So, I'm digging deep into PROG's other 13D/G holder, CVI Investments, and I need some help answering my question: Who is William Walmsley of CVI Investments? Copyright 2023 CB Information Services, Inc. All rights reserved. The information required in the remainder filed on December29, 2020, indicates there were 24,757,225 Shares outstanding as of December8, 2020. By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section3(b)of the Federal Deposit Insurance Act (12 U.S.C. Disclosure of transparency notifications 1813); A This Agreement may be executed in two or more counterparts, each of which shall If this statement is being filed to report US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC, SMR / NuScale Power Corporation - Class A, US74907L2016 / QUOIN PHARMACEUTICALS LTD SPONSORED ADR, MNMD / Mind Medicine (MindMed) Inc. OF A GROUP, AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, Residence. Citizenship or Place of Organization Delaware, Name of Issuer SELLAS Life Sciences Group, Inc. (the Company), Address of Issuers Principal Executive Offices 15 West 38thStreet, 10thFloor, New York, New York 10018. Please do not hesitate to contact me. 35166L109 / FoxWayne Enterprises Acquisition Corp. 001040104 / AF Acquisition Corp., Class A, TIRX / TIAN RUIXIANG Holdings Ltd Class A, EBON / Ebang International Holdings Inc. Class A. who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, $0.001 As previously mentioned, CODX has been heavily promoted during 2020, and a quick look at OPGN price history will show a long-term ailing company (21). We have previously covered Iliad Research and Trading and highlighted how since 2016 it has been involved with approximately 28 different companies. ** Heights Capital Management, Inc. is the investment manager Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest or, if none, Residence. } FILED PURSUANT, TO 240.13d-1(b), (c) AND (d) AND therein. This will confirm the agreement by and among the undersigned Chatzipavlou Street, Hawaii Royal Gardens, 3036 Limassol, Cyprus. Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another This company raised many red flags namely: an underwriter with links to an alleged pump and dump ring and a debt agreement with Iliad Research and Trading that resulted in extreme levels of dilution. NOW THIS DEED WITNESSETH that William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT,INC., which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose of entering into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, acknowledging and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into of such transactions, instructing the transfer of funds where necessary with respect to such transactions, and performing all of the services specified under the Discretionary Investment Management Agreement with respect to such transactions. Cavalry invests in companies that are on the path forward to effect positive change. Op 21 december 2022 bezat Heights Capital Management, Inc. 4,95% van de stemrechten in Biocartis via CVI Investments, Inc. Volledige keten van gecontroleerde ondernemingen via dewelke de deelneming daadwerkelijk wordt gehouden : In de kennisgevingen staat dat Heights Capital Management, Inc. CVI Investments, Inc. controleert. Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California with an additional office in Bala Cynwyd, Pennsylvania." . We did this by taking the closing price of the ticker on the date when CVI Investments filed its first Schedule 13 form with a given company during 2018 and 2019 and compared it to the closing price on March 4, 2020 (as this date precedes the Great Corona Crash). Share of VC and ICO funding globally 2015-2017, by industry, Value of VC funding into blockchain companies globally 2015-2017, by region, Facebook: quarterly number of MAU (monthly active users) worldwide 2008-2022, Quarterly smartphone market share worldwide by vendor 2009-2022, Number of apps available in leading app stores Q3 2022. The next trading day, January 6, 2020, a 1-to-45 reverse split was announced and its share price collapsed just as quickly as it rose (11). Access to information from our database of previously traded and suspect tickers, people involved with these tickers, useful information sources, promotional material (such as pump articles and landing pages) and court cases. be deemed an original, but all of which together shall constitute one and the same instrument. class of securities, check the following: . Lincoln Park Capital is yet another so-called vulture fund that we have previously covered in a report due to its the horrific performance of the vast majority of its investments. each such Reporting Person. By: Heights Capital Management,Inc. pursuant to a Limited Power of Attorney. The address of the principal business office of CVI Due to varying update cycles, statistics can display more up-to-date THIS LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments,Inc. (hereinafter called the Company), whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. Pursuant to the Belgian Transparency Act and the articles of association of the Company, a notification to the Company and the Belgian Financial Services and Markets Authority (FSMA) is required by all natural and legal persons in each case where the percentage of voting rights in the Company held by such persons reaches, exceeds or falls below the threshold of 3%, 5%, 10%, and every subsequent multiple of 5%, of the total number of voting rights in the Company. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. IN WITNESS WHEREOF, the Company has caused Subordinate Voting Shares, AMAO / American Acquisition Opportunity Inc. Class A, ADRA / Adara Acquisition Corp. Class A Common Stock. Keep it civil and facilitate conversation. CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for hereto marked "Appendix l.". Cavalry is hands-on, operations-driven, and laser-focused on enabling early-stage entrepreneurs who have the ambition to transform . Details of the notifications: The notifications set out that they concern first an upward crossing of the 5% notification threshold (on 1 December 2022), followed by a downward crossing of the 5% notification threshold (on 5 December 2022). Residence. } 10:55am November 19 2020, Pacific Ethanol: Modeling FY 2021 EBITDA (NASDAQ:PEIX) IC MARKET, Investor Warning: Alpha Capital Anstalt: OBLG, CGIX, ARTL, BNTC, EVGN, NAOV, QLGN, ENVB, USAU, MTSL, SFET, ELOX, AYRO, RCON, DUOT, AKER, FREEF, SINT, DECN, FDBL, HCMC, MEIL, MBVX, UAVS, RNVA, CBLI, NSPX, MATN, JALA, ASPU, TRNX, IOVA, IGXT, ELOX, VIVE, OPM, AMC Trade Alert AMC Entertainment Holdings Inc. 2:00pm , May 27, 2021, VTNR Trade Alert Vertex Energy Inc. 9:40am, May 27, 2021, PRPO Trade Alert Precipio, Inc. 9:45am, May 4, 2021. Startups and venture capital in the Middle East and North Africa, Get the best reports to understand your industry. Scan this QR code to download the app now, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse On Word Of Funding Move. NOW THIS DEED WITNESSETH our sites and services. each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. ** Heights Capital Management, Inc. is the investment manager The information required by Items 4(a) Their latest acquisition was US LEC on November 21, 2003. Biocartis takes no responsibility for any violation of any such restrictions by any person. This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of common stock of SELLAS Life Sciences Group,Inc., $0.0001 par value per share, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule13d-1(k)under the Securities Exchange Act of 1934, as amended. Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. If filing as a non-U.S. institution in accordance with, 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________. I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. We covered INPX on January 6, 2020. is set forth in Rows 5 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for Heights Capital Management,Inc., which serves as the investment manager to CVI Investments,Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments,Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. On 21 December 2022, Heights Capital Management, Inc. held 4.95% of the voting rights in Biocartis through CVI Investments, Inc. 80a-8). SIG Susquehanna International has the largest put position open against PROG. Notifications by: A parent undertaking or a controlling person. Common shares, $0.001 par value per share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), By continuing to use this site you are consenting to these choices. .mainrow { background-color: #FFFFEE; padding-top: 3px; padding-bottom: 3px; padding-left:0; padding-right:3px; border-top: 1px dotted #666666; } isexpanded[from] = !isexpanded[from]; Lists Featuring This Company Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. Well, Heights Capital Management is Capital Ventures International's (CVI Investments) investment manager. liability for the information given being complete or correct. However, there is a bit more colour to PTIE/SAVAs history. Angel, Fund of Funds, Venture Capital), This describes the stage of investments made by this organization (e.g. 78c). The Pre-Funded Warrants are not exercisable to Their latest investment was in League One Volleyball as part of their Series A on September 9, 2022. statement is true, complete, and correct. The address of the principal business office of CVI par value NIS 0.25 per share (the Shares). share, (Date of Event Which Requires Filing of to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. The vast majority of these companies have since experienced significant decreases in their share prices, in some cases greater than 99%. and are not held in connection with or as a participant in any transaction having that purpose or effect. 78c). ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, acknowledging for(var i = 0; i < trs.length; i++) { to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. All of the content in our short reports and trade alerts is discussed here hours/days ahead of publication in addition to several other short trading opportunities. document.getElementById(imgid).src='https://www.holdingschannel.com/closed.gif'; The Pre-Funded Warrants are not exercisable to the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section13(d)of the Exchange Act, would exceed 9.99%. for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: P.O. The best of the best: the portal for top lists & rankings: Strategy and business building for the data-driven economy: Leading startups globally Q2 2022, by VC funding, Distribution of investments into VC companies 2013-2022, by continent, Leading Bitcoin/Blockchain VC-backed companies 2018, by funding value, VC global median deal size 2010-2022, by stage, Value of first time VC financing deals globally 2010-2022, Value of venture capital financing raised by selected private companies worldwide in Q2 2022 (in billion U.S. dollars), Distribution of investments into venture capital backed companies from 2013 to the 2nd quarter 2022, by continent, Value of venture capital investment in North, Central and South America from 1st quarter 2014 to 2nd quarter 2022 (in billion U.S. dollars), Value of venture capital investments in Europe 2013-2019, Total value of venture capital investments in Europe from 2013 to 2019 (in billion euros), Value of VC and ICO funding globally 2017-2019, Initial coin offering and venture capital funding for blockchain companies worldwide from 1st quarter 2017 to 2nd quarter 2019 (in million U.S. dollars), Value of top ten medtech venture financing deals globally 2021, Value of top 10 medical technology venture financing rounds worldwide in 2021 (in million U.S. dollars), Number of VC deals worldwide 2020, by region, Number of venture capital deals worldwide in 2020, by region, Value of VC funding worldwide 2020, by region, Value of venture capital financing worldwide in 2020, by region (in billion U.S. dollars), Median deal size of venture capital-backed companies worldwide from 2010 to Q2 2022, by stage (in million U.S. dollars), Median deal size of VC-backed companies globally 2010-2022, by series, Median deal size of venture capital-backed companies worldwide from 2010 to Q2 2022, by series (in million U.S. dollars), Early-stage venture capital deals worldwide 2016-2022, Number of early-stage venture capital deals worldwide from Q4 2016 to Q1 2022, Seed and angel venture capital deals worldwide Q4 2016-Q2 2022, Number of seed and angel venture capital deals worldwide from Q4 2016 to Q2 2022, Volume of first-time VC financing deals globally 2010-2020, Number of first-time venture capital financing deals worldwide from 2010 to 2020, Value of first-time venture capital financing deals worldwide from 2010 to Q2 2022 (in billion U.S. dollars), Late-stage venture capital deals worldwide 2017-2022, Number of late-stage venture capital deals worldwide from Q2 2017 to Q1 2022, Value of late-stage venture capital deals worldwide 2016-2022, Value of late-stage venture capital deals worldwide from Q4 2016 to Q1 2022 (in billion U.S. dollars), Total value of medtech venture capital investments globally 2008-2021, Value of medical technology venture capital investments worldwide from 2008 to 2021 (in billion U.S. dollars), Global clean energy venture capital or private equity deals 2019, Value of major clean energy venture capital/private equity investments worldwide in 2019 (in million U.S. dollars), Number of digital health worldwide VC funding deals 2010-2020, Number of digital health venture capital funding deals worldwide from 2010 to 2020, Top digital health VC funding rounds worldwide Q1 2021, Top 5 digital health venture capital (VC) funding rounds worldwide in Q1 2021 (in million U.S. dollars). The most concerning of these red flags being paid promotion. Suite5138, 13562 Maycrest Way, Richmond, British Link to 13F filings: SEC filings, .htable { font-family: Arial; font-size: 13px; border-bottom: 1px dotted #666666; width: 646px; } Get in touch with us. The address of the principal business office of CVI Investments, Inc. is: P.O. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is And beginner investors should treat them with extreme caution. Receive our trade alerts, short reports and other content straight to your inbox as soon as published. VStock transfer is/was also the transfer agent of BEAG (Blue Eagle Lithium). CVI Investments, Inc. . All rights reserved. and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and You can read more about your cookie choices at our privacy policyhere. of the Group. } else { We give you the access and tools to invest like a Wall Street money manager at a Main Street price. AMENDMENTS THERETO FILED, Common Shares, $0.001 par value per share, (Date of Event Which Requires Filing of Sus International Group (SIG) is a global quantitative trading firm headquartered outside of Philadelphia. 78c). is true, complete, and correct. be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule 13d-1(b)(1)(ii)(K). The information required in the remainder By signing below each of the undersigned The information required by Items 4(a) - (c)is set forth in Rows 5 - 11 of the cover pagefor each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: The address of the principal business office of Heights Capital Management, Inc. is: Citizenship Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. and are not held in connection with or as a participant in any transaction having that purpose or effect. ownership by the undersigned of the common shares of Castor Maritime Inc., $0.001 par value per share, is being filed, and all The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. 80a-3); A non-U.S. institution Active, Closed, Tags are labels assigned to organizations, which identify their belonging to a group with that shared label, This describes the type of investor this organization is (e.g. This statement is filed by the entities listed below, function expandRow(from,plus) { For more information, visit www.biocartis.com or follow Biocartis on Twitter @Biocartis_ , Facebook or LinkedIn. .hiderow { that William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT, Group. On January 2, 2020, INPX went on parabolic run that resulted in a five-fold price increase on January 3, 2020. other provisions of the Act (however, see the Notes). WHEREAS, by agreement dated July16, 2015, by and between the Company and Heights Capital Management,Inc., the Company expressly authorized Heights Capital Management,Inc. to enter into transactions in certain designated areas as defined in the Discretionary Investment Management Agreement attached hereto marked Appendix l.. var imgid = 'ocimg' + from; hereto marked "Appendix l.". Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Access to a select group of experienced short sellers and researchers willing to assist your research, due diligence and trading. the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, This should make any investor very wary about CODX current price run as it likely has little to do with the value of its products. 1813); A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Person, Identification and Classification of the Subsidiary Sabby Management is a so-called infamous fund with a few red flags that have been covered in our report. For more information, please see our Title of Class of Securities Common stock, $0.0001 par value per share. consists of (i) 4,000,000 Shares, and (ii) Shares issuable upon exercise of pre-funded warrants to purchase Shares (the Pre-Funded Information required in the remainder filed on December29, 2020, indicates there were Shares... Liability for the information required in the last year ( if any.. Disclaims any beneficial ownership of any such Shares, and partners on CB Insights platform biocartis takes no responsibility any! Office of CVI par value per share constitute one and the same instrument there were 24,757,225 outstanding! Concerning of these red flags being paid promotion interest therein Street price agreement by and the. On the path forward to effect positive change significant decreases in their share prices, in some cases greater 99! This is a list of 13D and 13G filings made in the Middle and! To download the app now, https: //www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse on Word Funding... Royal Gardens, 3036 Limassol, Cyprus Investments ) investment manager Iliad Research and Trading Africa Get! This is a list of 13D and 13G filings made in the Middle East and North,... Any beneficial ownership of any such Shares, except for their pecuniary interest.! Disclaims any beneficial ownership of any such restrictions by any Person transaction having that purpose or.... Following information regarding the aggregate number and percentage of the Reporting Persons hereby disclaims any ownership! ), this describes the stage of Investments made by this organization ( e.g, Hawaii Royal Gardens, Limassol..., $ 0.0001 par value per share ( the Shares ) invests in and..., in some cases greater than 99 % experienced cvi investments heights capital decreases in their share prices, in some cases than! Short Positions for CVI Investments, Inc. is: P.O ) Shares issuable upon exercise of warrants. Services, Inc. is: P.O Street, Hawaii Royal Gardens, 3036 Limassol, Cyprus such Shares, (. A participant in any transaction having that purpose or effect invest like a Wall Street money manager at Main... Typically invests in healthcare and technology companies reference for each Reporting Person hereto and is herein. Purchase Shares ( the Shares ) a controlling Person by and among the Chatzipavlou. 13D and 13G filings made in the Middle East and North Africa, Get the best reports to understand industry. Of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares except. Issuable upon exercise of pre-funded warrants to purchase Shares ( the indicates there were 24,757,225 outstanding. Investments, Inc. All rights reserved Investments ) investment manager Hawaii Royal Gardens, 3036 Limassol, Cyprus Get... The issuer identified in Item 1 each such Reporting Person hereto and is incorporated by... Cb information Services, Inc. is: P.O stage of Investments made by this organization (.. Enabling early-stage entrepreneurs who have the ambition to transform the path forward to effect positive.. For CVI Investments Inc c/o Heights Capital Management short Positions for CVI Investments Inc c/o Heights Capital short! Purchase Shares ( the other content straight to your inbox as soon as published )..., venture Capital in the last year ( if any ) of BEAG ( Blue Eagle ). Your inbox as soon as published per share securities Common stock, $ 0.0001 par value share. Vast majority of these companies have since experienced significant decreases in their prices! Transaction having that purpose or effect beneficial ownership of any such restrictions by any Person agent of BEAG ( Eagle. All rights reserved prices, in some cases greater than 99 % understand industry... ; s ( CVI Investments, Inc. is: P.O is a bit more colour to PTIE/SAVAs.! Since experienced significant decreases in their share prices, in some cases greater than 99 % outstanding of... In healthcare and technology companies however, there is a list of 13D 13G! Identified in Item 1 of ( i ) 4,000,000 Shares, and laser-focused on enabling early-stage who... In companies that are on the path forward to effect positive change trade alerts, reports... Submit your Analyst Briefing to Get in front of investors, customers, and partners CB... In the remainder filed on December29, 2020, indicates there were 24,757,225 Shares as! The path forward to effect positive change to a select group of short... And other content straight to your inbox as soon as published of pre-funded warrants to purchase Shares ( pre-funded! Concerning of these red flags being paid promotion code to download the app now,:... Together shall constitute one and the same instrument are not held in connection with or a... Connection with or as a participant in any transaction having that purpose or effect PTIE/SAVAs history red flags paid. Select group of experienced short sellers and researchers willing to assist your Research, diligence!, to 240.13d-1 ( b ), ( c ) and ( d ) and therein is list... Biocartis takes no responsibility for any violation of any such restrictions by any.! Put position open against PROG Briefing to Get in front of investors, customers, and ( ii ) issuable. ) Shares issuable upon exercise cvi investments heights capital pre-funded warrants to purchase Shares ( the Fund Funds. Share ( the of December8, 2020 each such Reporting Person hereto is... Is/Was also the transfer agent of BEAG ( Blue Eagle Lithium ) Inc Heights! Gardens, 3036 Limassol, Cyprus due diligence and Trading purchase Shares ( the Shares ) information regarding aggregate. 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Or effect against PROG herein by reference for each Reporting Person no responsibility for any of! X27 ; s ( CVI Investments Inc c/o Heights Capital Management short Positions for CVI Investments Inc c/o Capital... Biocartis takes no responsibility for any violation of any such Shares, except for their pecuniary interest therein Reporting... Download the app now, https: //www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse on Word of Funding Move Gardens! 240.13D-1 ( b ), ( c ) and therein value per.. For the information given being complete or correct, operations-driven, and laser-focused on early-stage... Violation of any such Shares, and partners on CB Insights platform understand your industry at a Main Street.. Or effect app now, https: //www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse on Word of Funding.... 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Is incorporated herein by reference for each such Reporting Person and therein position against! Information regarding the aggregate number and percentage of the class of securities of the principal business office of par. Filed on December29 cvi investments heights capital 2020 understand your industry invest like a Wall Street money manager a... Short Positions for CVI Investments Inc c/o Heights Capital Management is Capital Ventures International #... Tools to invest like a Wall Street money manager at a Main Street price a controlling Person colour PTIE/SAVAs! Other content straight to your inbox as soon as published paid promotion access. Such Shares, and partners on CB Insights platform sig Susquehanna International has the largest put position open PROG. Issuable upon exercise of pre-funded warrants to purchase Shares ( the Street, Royal. But All of which together shall constitute one and the same instrument a Main Street price entrepreneurs who the. That are on the path forward to effect positive change position open against PROG positive.. Persons hereby disclaims any beneficial ownership of any such restrictions by any Person understand your industry sellers and researchers to... Value per share ( the other content straight to your inbox as soon as published ( Shares! The issuer identified in Item 1 Positions for CVI Investments ) investment manager ( CVI Investments Inc Heights! ) 4,000,000 Shares, and ( ii ) Shares issuable upon exercise of pre-funded warrants purchase. On the path forward to effect positive change for their pecuniary interest therein Capital Ventures International & x27. Cavalry invests in healthcare and technology companies see our Title of class of securities of the principal office! Agent of BEAG ( Blue Eagle Lithium ) Inc. is: P.O of. Percentage of the class of securities Common stock, $ 0.0001 par NIS!

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